CSSF Circular 15/612 relative to the Information to be submitted to the CSSF in relation to unregulated alternative investment funds and/or regulated alternative investment funds established in a third country.

Object of the circular:

The transmission of information to the CSSF for each Luxembourg AIFM which has been registered or authorized when it begins to manage an additional alternative investment fund (“AIF”) in the event that this AIF is either an unregulated AIF or a regulated AIF established in a third country.

Reason for the circular:

1. •    It will allow the CSSF to obtain an up-to-date overview of the AIFs managed by these AIFMs
   

2. •The CSSF must communicate to the European Securities and Market Authority (“ESMA”)
   

Information to be transmitted:

1. •form contained in annex I (a or b) for each additional AIF for which it undertakes management
   

2. •inform the CSSF as soon as they cease to manage an unregulated AIFM or a regulated AIF established in a third country
   

Period of transmission:

1. •beginning of the management mandate  inform the CSSF within 10 working days following the date at which the AIFM concerned begins to manage an additional AIF (date of the signing, or indeed at the date of the entry into force of the management agreement)
   

2. •termination of the management mandate  inform the CSSF within a period of ten working days
   

http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_612.pdf